Hong Kong Regulatory Investigations Update
The Hong Kong Exchange (the "Exchange") is the frontline regulator of all listing related matters in Hong Kong, with a statutory duty to ensure an orderly and informed securities market in Hong Kong. It fulfils this important role by working closely with other regulators, for example the Securities and Futures Commission ("SFC") in relation to investigations, enforcement work and legal proceedings.
Number of Investigations*
As shown in the table below, the number of investigations by the E...